Career Opportunities: Specialist - Compliance Screening (3062)
Requisition ID 3062 - Posted - Compliance
Job Title
Specialist - Compliance Screening
Job Scope
The Specialist - Compliance Screening is responsible for conducting comprehensive due diligence on customers, suppliers, and third-party entities. This includes verifying identities, evaluating risk levels, and ensuring that business relationships comply with ethical standards and regulatory requirements.
Main Duties and Responsibilities
- Conduct in-depth due diligence on new and existing customers and suppliers;
- Collect, review, and validate documentation as per the onboarding process such as identification, proof of address, company registration, and financial statements;
- Ensure compliance with anti-money laundering (AML), counter-terrorism financing (CTF), and other relevant regulations;
- Utilize screening tools and databases to identify potential risks, including politically exposed persons (PEPs), sanctions, or adverse media;
- Classify customers/suppliers based on risk level and recommend further actions as needed;
- Investigate and escalate red flags or unusual activity to compliance teams;
- Maintain accurate and up-to-date records of all documentation and actions taken;
- Ensure secure handling of sensitive and confidential information;
- Stay updated on local and international compliance regulations and guidelines;
- Assist in preparing reports for regulatory audits and internal compliance reviews;
- Support the implementation of regulatory changes into established workflows;
- Coordinate with Group entities and other departments to address compliance concerns;
- Communicate with customers or suppliers to obtain additional documentation or clarify discrepancies;
- Provide training to relevant staff on requirements and procedures.
Position Requirements
Education
Bachelor’s degree in Business Administration, Finance, Law, or a related field.
Experience
At least 1 to 3 years of relevant experience
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Job Title
Specialist - Compliance Screening
Job Scope
The Specialist - Compliance Screening is responsible for conducting comprehensive due diligence on customers, suppliers, and third-party entities. This includes verifying identities, evaluating risk levels, and ensuring that business relationships comply with ethical standards and regulatory requirements.
Main Duties and Responsibilities
- Conduct in-depth due diligence on new and existing customers and suppliers;
- Collect, review, and validate documentation as per the onboarding process such as identification, proof of address, company registration, and financial statements;
- Ensure compliance with anti-money laundering (AML), counter-terrorism financing (CTF), and other relevant regulations;
- Utilize screening tools and databases to identify potential risks, including politically exposed persons (PEPs), sanctions, or adverse media;
- Classify customers/suppliers based on risk level and recommend further actions as needed;
- Investigate and escalate red flags or unusual activity to compliance teams;
- Maintain accurate and up-to-date records of all documentation and actions taken;
- Ensure secure handling of sensitive and confidential information;
- Stay updated on local and international compliance regulations and guidelines;
- Assist in preparing reports for regulatory audits and internal compliance reviews;
- Support the implementation of regulatory changes into established workflows;
- Coordinate with Group entities and other departments to address compliance concerns;
- Communicate with customers or suppliers to obtain additional documentation or clarify discrepancies;
- Provide training to relevant staff on requirements and procedures.
Position Requirements
Education
Bachelor’s degree in Business Administration, Finance, Law, or a related field.
Experience
At least 1 to 3 years of relevant experience